Securities and Exchange Commission
October 8, 2013

NASDAQ Files Petition for Guidance on Proxy Advisory Firms - October 8, 2013

On October 8, 2013, NASDAQ filed a petition with the SEC, requesting that the agency revise the guidance given by the Commission staff nearly ten years ago to proxy advisory firms.

The SEC established a comment letter file for this petition (SEC File No. 4-666): http://www.sec.gov/comments/4-666/4-666.shtml