Securities and Exchange Commission
April 14, 2016

Coalition Comment Letter on Transfer Agent Rules - April 14, 2016

On April 14, 2016, the Shareholder Communications Coalition filed a comment letter with the SEC on its proposed transfer agent rules.  The Coalition advocated for the elimination of the NOBO/OBO classification system and urged the SEC to require broker-dealers and banks to provide shareholder information to public companies to improve the shareholder communications and proxy voting system.